Because there is a better way to... Compliance.
Tracking and risk management are everything for your business. You want to know who ordered what, when and how the materials were used. How can you be assured that what’s sent out in fulfillment actually matches what was ordered? How can you be assured that whatever customization features are available on-line are fully compatible not only with FINRA standards but with firm-specific standards?
CFG helps you tackle a world of rapid change in regulatory directives – to help you better manage the risk associated with collateral, tradeshows, events and promotional items.
Our offerings include:- Electronic storage of all communications
- Internet-based tracking of marketing and sales campaigns using customized workflows
Storage and easy retrieval of all regulatory documents - Careful oversight of one-to-one marketing, letters and statements
- Digital print on-demand with carefully pre-determined content parameters
- Pre-approved sales presentations and financial pitch books Channel and firm-specific
requirement adaptability
- Careful adherence to brand guidelines
- Controlled content management
- Easily obtainable histories on advisor orders and workflow
- Simplified, detailed, customized reviews and reports
- Dramatic cost and time savings